FINRA General Securities Representative Qualification Examination (GS) : Series-7

  • Exam Code: Series-7
  • Exam Name: General Securities Representative Qualification Examination (GS)
  • Updated: Aug 13, 2026
  • Q & A: 402 Questions and Answers

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About FINRA General Securities Representative Qualification Examination (GS) : Series-7 Exam

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FINRA Series 7 Certification Path

  • Step 1: Fist the applicant must take and pass the SIE Exam
  • Step 2: After it Secure a Sponsorship
  • Step 3: and then Study for the Series 7 Exam
  • Step 4: At the end Pass the Series 7 Exam

What is the duration, language, and format of FINRA Series 7 Certification Exam

  • Number of Questions: 125
  • Passing score: 72%
  • Length of Examination: 225 minutes
  • Language: FINRA Series 7 offered in English (U.S.), Chinese (Simplified), Czech, Dutch, French, German, Hebrew, Italian, Japanese, Korean, Polish, Portuguese (Brazil), Russian, Spanish, and Turkish.
  • Format: Multiple choices, multiple answers

Reference: https://www.finra.org/registration-exams-ce/qualification-exams/series7

General Securities Representative Qualification Examination (GS) pdf study material

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FINRA Series 7 Certified Professional Salary

The average Salary of a Series 7 Certified Professional Salary in

  • Europe: 35,864 Euro
  • United States: 90,000+ USD
  • India: 12,00,000 INR

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FINRA Series-7 Exam Syllabus Topics:

SectionWeightObjectives
Opens Accounts after Obtaining and Evaluating Customers’ Financial Profile and Investment Objectives9%- Customer information collection
- Account documentation and regulatory compliance
- Determining investment suitability
- Types of accounts and ownership structures
Provides Customers with Information about Investments, Makes Suitable Recommendations, Transfers Assets and Maintains Appropriate Records73%- Investment company securities and variable contracts
- Debt securities and government obligations
- Direct participation programs
- Municipal securities
- Taxation and regulatory rules
- Characteristics of equity securities
- Options and derivative products
- Portfolio analysis and risk management
Seeks Business for the Broker-Dealer from Customers and Potential Customers7%- Regulatory requirements for communications with the public
- Identification of potential customers
- Prospecting and sales practices
Obtains and Verifies Customers’ Purchase and Sales Instructions and Agreements; Processes, Completes, and Confirms Transactions11%- Recordkeeping and reporting requirements
- Trade settlement and confirmation
- Handling errors and discrepancies
- Order types and execution procedures

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